# Rejected Plea Bargains as Evidence

**URL:** <https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078>\
**Category:** Factual Questions\
**Created:** [June 16, 2017, 2:01am UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078 "2017-06-16T02:01:20Z")\
**Posts on this page:** 14\
**Page:** 2

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**Author:** ![Procrustus](https://sea3.discourse-cdn.com/straightdope/user_avatar/boards.straightdope.com/procrustus/32/2994_2.png) [@Procrustus](https://boards.straightdope.com/u/Procrustus)\
**Post date:** [June 17, 2017, 12:02am UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/21 "2017-06-17T00:02:47Z")

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> [@Little\_Nemo](#):
>
> A related question. Suppose a person is accused of murder. The case against him is very strong and he doesn’t have a good defense. He’s offered a plea bargain, which he accepts. As a condition of the plea bargain, he has to plead guilty to the lesser charge he’s convicted of.
> 
> But then an amazing event occurs. Some totally unexpected evidence is discovered. This evidence proves, beyond any possible doubt, that the defendant was innocent. The defendant’s conviction if overturned and the real criminal is convicted.
> 
> The defendant is questioned about why he plead guilty when he was innocent. He explains he knew he was innocent but also knew he had no evidence at the time to prove it. If he had gone to trial he would have been found guilty. So he made the best he could of the situation and plead guilty to the lesser charge even though he was innocent.
> 
> The prosecutor, however, is very unhappy. This incident has made him look terrible. So he plots his revenge. The defendant is innocent of the original charges. But, by his own admission, he falsely plead guilty under oath to a charge he knew he was not guilty of. So the prosecutor brings perjury charges against the defendant.
> 
> Putting aside the unlikelihood of this happening, is this scenario legally possible? Can a person be held guilty of perjury for making a false guilty plea?
> 
> (As should be obvious, I’m having a really hard time coming up with a third act for my movie script.)

My clients never took an oath before pleading guilty. Not sure if that varies by jurisdiction. Thus, in Washington state, at least, not perjury.

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**Author:** ![Bookkeeper](https://sea3.discourse-cdn.com/straightdope/user_avatar/boards.straightdope.com/bookkeeper/32/281_2.png) [@Bookkeeper](https://boards.straightdope.com/u/Bookkeeper)\
**Post date:** [June 17, 2017, 3:16pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/22 "2017-06-17T15:16:27Z")

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> [@Little\_Nemo](#):
>
> A related question. Suppose a person is accused of murder. The case against him is very strong and he doesn’t have a good defense. He’s offered a plea bargain, which he accepts. As a condition of the plea bargain, he has to plead guilty to the lesser charge he’s convicted of.
> 
> But then an amazing event occurs. Some totally unexpected evidence is discovered. This evidence proves, beyond any possible doubt, that the defendant was innocent. The defendant’s conviction if overturned and the real criminal is convicted.
> 
> The defendant is questioned about why he plead guilty when he was innocent. He explains he knew he was innocent but also knew he had no evidence at the time to prove it. If he had gone to trial he would have been found guilty. So he made the best he could of the situation and plead guilty to the lesser charge even though he was innocent.
> 
> The prosecutor, however, is very unhappy. This incident has made him look terrible. So he plots his revenge. The defendant is innocent of the original charges. But, by his own admission, he falsely plead guilty under oath to a charge he knew he was not guilty of. So the prosecutor brings perjury charges against the defendant.
> 
> Putting aside the unlikelihood of this happening, is this scenario legally possible? Can a person be held guilty of perjury for making a false guilty plea?
> 
> (As should be obvious, I’m having a really hard time coming up with a third act for my movie script.)

I believe this came up in an earlier thread, and the answer is that the guilty/not guilty plea is not taken under oath and cannot be considered perjury. Otherwise, anyone who pleads not guilty and is then convicted could be charged.

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**Author:** ![Pantastic](https://avatars.discourse-cdn.com/v4/letter/p/3bc359/32.png) [@Pantastic](https://boards.straightdope.com/u/Pantastic)\
**Post date:** [June 17, 2017, 5:10pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/23 "2017-06-17T17:10:25Z")

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> [@Little\_Nemo](#):
>
> The prosecutor, however, is very unhappy. This incident has made him look terrible. So he plots his revenge. The defendant is innocent of the original charges. But, by his own admission, he falsely plead guilty under oath to a charge he knew he was not guilty of. So the prosecutor brings perjury charges against the defendant.
> 
> Putting aside the unlikelihood of this happening, is this scenario legally possible? Can a person be held guilty of perjury for making a false guilty plea?

No. Making a plea is not testimony, it is not sensible at a semantic level for a plea to be prejury. A plea is simply telling the legal system which option you’re taking, “Not guilty” doesn’t really mean “I didn’t do it”, it says “I require the state to prove it’s case”. Similarly, a plea of “guilty” really says “I do not require the state to prove it’s case.” It’s very clearly established in the American legal system that part of due process is that the state has to prove its case against the individual, prosecuting someone for saying whether they are requiring the state to prove the case or waiving their right to a trial wouldn’t make sense and would almost certainly be thrown out as a violation of due process or self incrimination protections if someone tried it.

If he did make a statement under oath confessing to the crime (which is common in guilty pleas but not the same thing as the plea itself), I think it’s theoretically possible for that to be perjury, but in practice they wouldn’t stick and the judge would very likely throw the case out and possibly sanction the prosecutor. If nothing else, plea bargains are vital to the functioning of the courts, if someone could get prejury charges for what they’re required to say when they plea out it would make a LOT of cases go to trial that shouldn’t go to trial. Also, if you allow perjury conviction in that case, you also open the prosecutor to charges of suborning perjury, since he pushed the defendant to make the statement even though the defendant said that the statement was false. All in all it’s a mess that just doesn’t happen.

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**Author:** ![SamuelA](https://avatars.discourse-cdn.com/v4/letter/s/c77e96/32.png) [@SamuelA](https://boards.straightdope.com/u/SamuelA)\
**Post date:** [June 17, 2017, 7:10pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/24 "2017-06-17T19:10:39Z")

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This _has_ happened before. A man was accused of rape. He took a plea bargain, admitting guilt as part of the process, which reduced his sentence enormously.

Later, the person he was accused of raping recanted, and her diaries were discovered. They contained dated entries where she discusses her guilt about falsely making the rape accusations.

This combination of notes plus the sworn testimony of the victim in open court was enough for the appeals court to overturn the conviction completely. Normally they wouldn’t, but the judges point out that the man would have faced decades in prison were he to go to trial and lose, and thus the plea bargain was an entirely reasonably thing for an innocent man to take.

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**Author:** ![UltraVires](https://avatars.discourse-cdn.com/v4/letter/u/ecccb3/32.png) [@UltraVires](https://boards.straightdope.com/u/UltraVires)\
**Post date:** [June 18, 2017, 10:00pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/25 "2017-06-18T22:00:46Z")

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> [@Procrustus](#):
>
> My clients never took an oath before pleading guilty. Not sure if that varies by jurisdiction. Thus, in Washington state, at least, not perjury.

In West Virginia, criminal defendants are always placed under oath at plea hearings.

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**Author:** ![Melbourne](https://avatars.discourse-cdn.com/v4/letter/m/b5e925/32.png) [@Melbourne](https://boards.straightdope.com/u/Melbourne)\
**Post date:** [June 19, 2017, 12:49am UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/26 "2017-06-19T00:49:18Z")

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I didn’t have to take an oath in vic.aus.

I did absolutely have to not do anything in court suggesting that I might think I was not guilty, or the plea would not be accepted. (Same was true for the prosecution, but they are experienced professionals, so that wasn’t going to happen).

If the plea had been thrown out, the judge and the prosecuter would both have been pissed off. Not a situation my defence wanted me to get into.

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**Author:** ![Tim\_T-Bonham.net](https://avatars.discourse-cdn.com/v4/letter/t/46a35a/32.png) [@Tim\_T-Bonham.net](https://boards.straightdope.com/u/Tim_T-Bonham.net)\
**Post date:** [June 19, 2017, 5:53am UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/27 "2017-06-19T05:53:39Z")

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> [@UltraVires](#):
>
> In West Virginia, criminal defendants are always placed under oath at plea hearings.

Yes, but the plea is entered before the defendant is under oath. It’s one of the first things done. Even defendants who choose not to take the stand and testify under oath have already entered a plea.

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**Author:** ![Quercus](https://avatars.discourse-cdn.com/v4/letter/q/7ab992/32.png) [@Quercus](https://boards.straightdope.com/u/Quercus)\
**Post date:** [June 19, 2017, 1:09pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/28 "2017-06-19T13:09:10Z")

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> [@pkbites](#):
>
> So you’re right, in a rejected deal the defendant wouldn’t actually be pleading to anything. But I’m assuming that the OP meant that the DA would still use the defendants willingness to plead as evidence of guilt. A ploy, if even allowable, would be the end of the DA’s career.

In general, it wouldn’t be allowable, because I don’t think the DA could prove the defendant was willing to plead. As **Norther Piper** already said, nothing that anyone says in the settlement discussions can be used as evidence.

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**Author:** ![Falchion](https://avatars.discourse-cdn.com/v4/letter/f/a88e57/32.png) [@Falchion](https://boards.straightdope.com/u/Falchion)\
**Post date:** [June 19, 2017, 1:55pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/29 "2017-06-19T13:55:30Z")

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> [@t-bonham@scc.net](#):
>
> Yes, but the plea is entered before the defendant is under oath. It’s one of the first things done. Even defendants who choose not to take the stand and testify under oath have already entered a plea.

In my experience, the plea colloquy (which was under oath) culminated in the actual plea. (You also enter a plea when you’re arraigned, but everyone’s not guilty then).

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**Author:** ![Really\_Not\_All\_That\_Bright](https://avatars.discourse-cdn.com/v4/letter/r/e8c25b/32.png) [@Really\_Not\_All\_That\_Bright](https://boards.straightdope.com/u/Really_Not_All_That_Bright)\
**Post date:** [June 19, 2017, 2:14pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/30 "2017-06-19T14:14:22Z")

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> [@Alley\_Dweller](#):
>
> If not by the prosecutor in the case, could it be used by federal prosecutors or by prosecutors in another state? Could it be used in a civil trial?

No on both questions - see **Bricker** ’s post on Rule 410 of the FRE. Virtually all if not all states have adopted a substantially identical rule. For example, Florida:

> [@](#):
>
> Evidence of a plea of guilty, later withdrawn; a plea of nolo contendere; or an offer to plead guilty or nolo contendere to the crime charged or any other crime is inadmissible in any civil or criminal proceeding.
> 
> §90.410, Fla. Stat.

Note that the rule does not exclude offers to plead made in federal or other-state proceedings.

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<div class="post-metadata">

**Author:** ![muttrox](https://avatars.discourse-cdn.com/v4/letter/m/a8b319/32.png) [@muttrox](https://boards.straightdope.com/u/muttrox)\
**Post date:** [June 19, 2017, 4:27pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/31 "2017-06-19T16:27:37Z")

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Innocent people pleading guilty might be more common that you expect.  
From [the innocence project:](https://www.innocenceproject.org/guilty-plea-campaign-announcement/)

> [@](#):
>
> Innocent people are pleading guilty to crimes they did not commit. In nearly 11% of the nation’s 349 DNA exoneration cases, innocent people entered guilty pleas. Unquestionably, these cases represent just a small fraction of the innocent people who have pleaded guilty, and there’s no telling how many more innocents who entered guilty pleas remain behind bars.
> 
> Surely, the problem of innocent people pleading guilty is rooted in the mammoth role that plea deals play in the U.S. criminal justice system more universally.

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**Author:** ![md2000](https://avatars.discourse-cdn.com/v4/letter/m/73ab20/32.png) [@md2000](https://boards.straightdope.com/u/md2000)\
**Post date:** [June 19, 2017, 5:48pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/32 "2017-06-19T17:48:33Z")

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> [@muttrox](#):
>
> Innocent people pleading guilty might be more common that you expect.  
> From [the innocence project:](https://www.innocenceproject.org/guilty-plea-campaign-announcement/)

If you recall the recent story of the 15-year-old arrested and locked up in Rykers for 3 years, based on completely bogus information, as his case bounced around between prosecutors, the accuser’s story changed and he disappeared… The teen related that so many of his fellow inmates said “why don’t you just plead guilty and you’ll get out?” hey didn’t understand the concept that he was pleading not guilty simply because he wasn’t guilty. Once the law sinks its fangs into you, just go along with whatever gives you the least time.

the big problem is the disparity between what the prosecution offers and what they threaten to ask for. I believe someone mentioned the UK system, the prosecutor can only offer a plea deal for 2/3 of what they will ask for at trial - enough to persuade a guilty party to skip the trial, but not so much that an innocent person is strongly tempted to settle.

As I understand it, “nolo contendere” is “no contest”. Basically, accept the prosecution’s case and a guilty verdict without admitting guilt. I read once about the pinnacle of NYC journalism during the 20’s, when some mob boss pled “nolo contendere” and one of the fine New York tabloids headline was “Mob Boss Pleads Guilty in Italian”.

If you plead guilty, you must admit to having committed the crime. As I understand the process (IANAL) if the judge gets a hint that you are claiming to be innocent and simply accepting a deal, he can and will reject the deal. Since a decent number of plea deals are probably settling, the judge of course must be willfully blind.

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<div class="post-metadata">

**Author:** ![Really\_Not\_All\_That\_Bright](https://avatars.discourse-cdn.com/v4/letter/r/e8c25b/32.png) [@Really\_Not\_All\_That\_Bright](https://boards.straightdope.com/u/Really_Not_All_That_Bright)\
**Post date:** [June 19, 2017, 6:06pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/33 "2017-06-19T18:06:39Z")

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> [@md2000](#):
>
> I believe someone mentioned the UK system, the prosecutor can only offer a plea deal for 2/3 of what they will ask for at trial - enough to persuade a guilty party to skip the trial, but not so much that an innocent person is strongly tempted to settle.

Plea bargaining as we understand it in the US isn’t permitted at all. The prosecution can only offer to drop some charges in exchange for a guilty plea on others. The prosecution in England and Wales can’t offer to seek a reduced term on a specific charge. Not sure about Scottish law.

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<div class="post-metadata">

**Author:** ![magnusblitz](https://avatars.discourse-cdn.com/v4/letter/m/b4bc9f/32.png) [@magnusblitz](https://boards.straightdope.com/u/magnusblitz)\
**Post date:** [June 19, 2017, 10:06pm UTC](https://boards.straightdope.com/t/rejected-plea-bargains-as-evidence/789078/34 "2017-06-19T22:06:30Z")

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> [@md2000](#):
>
> As I understand it, “nolo contendere” is “no contest”. Basically, accept the prosecution’s case and a guilty verdict without admitting guilt.

In California, at least, there’s one difference - in misdemeanor cases, a “no contest” plea is the same as guilty for the criminal courts, but can’t be used against you in a civil lawsuit later. Though for felonies, it’s the same as guilty in that regard.

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