In a TV show I watch, a financial planner juggles around several scams in order to launder money for a Mexican cartel. In a flashback episode, you see how the cartel’s money man first started trying to generate a relationship with the financial planner’s firm. About half way through the process, the planner caught on to the fact that it was all a money-laundering scheme, but for reasons not relevant to this thread, he agreed to proceed.
In real life, what resources are available to a financial planner if he suspects shenanigans in one of his clients? Does the SEC have a hotline?
Also, is there a good way to get rid of a Mexican cartel when they’re all up in your shit?
EDITED TO ADD: Reported for forum change.